52 ELR 10740 ENVIRONMENTAL LAW REPORTER 92022
the U.S. Environmental Protection Agency (EPA) or by
the states via federally approved programs.
125
e CWA has
been the primary federal environmental law applicable to
CAFOs since the 1970s.
126
e rst appearance of the term
“concentrated animal feeding operation” was in the federal
CWA, under the de nition of a “point source.”
127
Despite
its long history of regulatory authority over CAFOs, EPA
has never adequately regulated the industry. e Agency
unsuccessfully dealt with a series of challenges to its
attempts via the CWA’s national pollution discharge elimi-
nation system (NPDES) program.
128
e NPDES program intends to “eliminate” pollution
from point sources into the nation’s waters.
129
One of the
most critical aspects of the NPDES program for CAFOs
is that permit coverage hinges on the submittal of WMPs
with permit applications. en, WMPs are subject to reg-
ulatory agency review and public input and comment.
130
Additionally, citizens can appeal NPDES permits if they
are deemed inadequate in preventing water pollution.
With CAFOs, WMPs are incorporated into the terms
of NPDES permits, which then become enforceable if vio-
lated. NPDES permits are enforceable by EPA, authorized
states, or by citizens via the CWA’s citizen suit provisions.
131
EPA’s CAFO NPDES permitting program thus is struc-
tured to give the public access to important information
about how CAFOs intend to manage their waste and also
to allow the public a meaningful role in the regulatory pro-
cess, especially when regulatory agencies fail to act.
In light of the growing environmental threats posed
by CAFOs, in January 2001, EPA proposed to “revise
and update” its rst set of CAFO CWA regulations.
132
125. E.g., 33 U.S.C. §§1311(a), 1342, 1362.
126. See Waterkeeper All., Inc. v. Environmental Prot. Agency, 399 F.3d 486,
494 (2d Cir. 2005) (“the EPA rst promulgated regulations for CAFOs
in 1974 and 1976—regulations that, very generally speaking, de ned the
types of animal feeding operations that qualify as CAFOs, set forth various
NPDES [national pollution discharge elimination system] permit require-
ments, and established e uent limitation guidelines for CAFOs” (citing 41
Fed. Reg. 11458 (Mar. 18, 1976); 39 Fed. Reg. 5704 (Feb. 14, 1974))).
127. 33 U.S.C. §1362(14) (“ e term ‘point source’ means any discernible, con-
ned and discrete conveyance, including but not limited to any pipe, ditch,
channel, tunnel, conduit, well, discrete ssure, container, rolling stock, con-
centrated animal feeding operation, or vessel or other oating craft, from
which pollutants are or may be discharged...”).
128. See, e.g., Waterkeeper All., Inc., 399 F.3d at 494; see also National Pork Pro-
ducers Council v. Environmental Prot. Agency, 635 F.3d 738, 41 ELR
20115 (5th Cir. 2011).
129. 33 U.S.C. §§1311(a), 1342.
130. Under the CWA:
Public participation in the development, revision, and enforcement
of any regulation, standard, e uent limitation, plan, or program
established by the Administrator or any State under this chapter
shall be provided for, encouraged, and assisted by the Administrator
and the States. e Administrator, in cooperation with the States,
shall develop and publish regulations specifying minimum guide-
lines for public participation in such processes.
33 U.S.C. §1251 (West).
131. Citizen suit provisions provided for under federal environmental laws grant
citizens the ability to step in the shoes of regulatory agencies when they fail
to act. After providing the agency and the violator 60 days’ advanced notice
of the intent to bring a citizen suit, if the problem remains unaddressed or
if the responsible agency is not diligently prosecuting a violation, the citizen
suit may proceed.
132. Waterkeeper All., Inc., 399 F.3d at 495 (citing National Pollutant Discharge
Elimination System Permit Regulation and E uent Limitations Guidelines
e Agency explained that its proposed new rule aimed
to address “not only inadequate compliance with existing
policy but also the ‘changes that have occurred in the ani-
mal production industries.’”
133
It was pointed out that the
“‘trend toward fewer but larger operations, coupled with
greater emphasis on more intensive production methods
and specialization’ . . . along with ‘increased reports of
large-scale discharges from these facilities’ and ‘continued
runo ’” had contributed to a signi cant increase in pollu-
tion of many U.S. waterways.
134
e Agency promulgated
its revised “Final CAFO Rule” in February 2003.
135
How-
ever, agribusiness industry pressure and court challenges
largely resulted in the backsliding of EPA’s attempts to reg-
ulate the industry. In e ect, EPA’s federal CAFO NPDES
permitting program has been gutted.
Both environmental protection organizations and agri-
business industry groups challenged the revised 2003 rule
in Waterkeeper Alliance, Inc. v. Environmental Protection
Agency.
136
One of the unfortunate outcomes of this case was
that the court decided that EPA did not have the authority
to require all CAFOs to apply for NPDES permits based
on their “potential to discharge.”
137
e court also found
and Standards for Concentrated Animal Feeding Operations, 66 Fed. Reg.
2960, 2960 (proposed Jan. 12, 2001) [hereinafter Proposed Rule]).
133. Proposed Rule, 66 Fed. Reg. at 2972.
134. Waterkeeper All., Inc., 399 F.3d at 495.
135. Id. (citing 40 C.F.R. §§9, 122, 123, 412); see also National Pollutant Dis-
charge Elimination System Permit Regulation and E uent Limitation
Guidelines and Standards for Concentrated Animal Feeding Operations,
68 Fed. Reg. 7176, 7176 (Feb. 12, 2003) [hereinafter Preamble to the
Final Rule].
136. 399 F.3d at 494-95. ose that challenged the Final Rule included the “en-
vironmental petitioners” (Waterkeeper Alliance, Inc., Sierra Club, Natural
Resources Defense Council, Inc., and American Littoral Society) and the
“farm petitioners” (American Farm Bureau Federation, National Chicken
Council, and National Pork Producers Council).
137. Id. at 495. In an important footnote in the opinion, the court stated:
Because we nd that the EPA lacks statutory authorization to re-
quire potential dischargers to apply for NPDES permits, we need
not consider whether the record here supports the EPA’s determi-
nation that Large CAFOs may reasonably be presumed to be such
potential dischargers. We hasten to note, however, that if Congress
were to amend the Clean Water Act to permit the imposition of a
duty-to-apply, we believe the EPA would have ample reason to con-
sider imposing this duty upon Large CAFOs. In our view, the EPA
has marshaled evidence suggesting that such a prophylactic measure
may be necessary to e ectively regulate water pollution from Large
CAFOs, given that Large CAFOs are important contributors to
water pollution and that they have, historically at least, improperly
tried to circumvent the permitting process ... (“since the incep-
tion of the NPDES permitting program in the 1970s, a relatively
small number of larger CAFOs has actually sought permits”); see
also Preamble to the Final Rule at 7180 (describing a rise in the ex-
cess manure nutrients produced by animal feeding operations); id.
at 7181 (detailing the ecological and human health impacts caused
by CAFO manure and wastewater), id. at 7237 (noting the pollut-
ants present in manure and other CAFO wastes and describing how
they contribute to the impairment of water quality).
We also note that the EPA has not argued that the administrative
record supports a regulatory presumption to the e ect that Large
CAFOs actually discharge. As such, we do not now consider wheth-
er, under the Clean Water Act as it currently exists, the EPA might
properly presume that Large CAFOs—or some subset thereof—ac-
tually discharge. See generally NLRB v. Curtin Matheson Scienti c,
Inc., 494 U.S. 775, 110 S. Ct. 1542, 108 L. Ed. 2d 801 (1990);
National Mining Ass’n v. Babbitt, 172 F.3d 906 (D.C. Cir. 1999).
Id. at 506 n.22.
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